CFTC Examination Initiative

CFTC thematic review roundtable

Q&A with the regulators hosted by AIMA and Schulte Roth & Zabel
Originally published in the November | December 2019 issue
  • Please note that subsequent to the roundtable summarized below, the CFTC’s Division of Swap Dealer and Intermediary Oversight announced that the Thematic Review initiative would commence in 2021, instead of 2020.

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