IMS Asset Management Regulatory Update: 2007 Review

IMS Asset Management Regulatory Update: 2007 Review

Welcome to the final Monthly Newsletter for 2007 from IMS Consulting, the largest independent asset management and securities regulatory consultancy in the UK, with offices in London, New York and Connecticut. Our newsletter sets out some of the more important regulatory changes for asset managers and securities firms in the past month, focussing on FSA and SEC related developments.