IMS Asset Management Regulatory Update January 2007

Update Jan 2007

IMS Consulting
Originally published in the issue

Welcome to the January 2007 edition of the Monthly Newsletter from IMS Consulting, the largest independent asset management regulatory consultancy in the UK, with offices in London and New York. Our newsletter sets out some of the more important regulatory changes for asset managers and securities firms in the past month, focussing on FSA and SEC related developments.