IMS Asset Management Regulatory Update May 2007

Update May 2007

Originally published in the issue

Welcome to the May 2007 edition of the Monthly Newsletter from IMS Consulting, the largest
independent asset management regulatory consultancy in the UK, with offices in London, New
York and Connecticut. Our newsletter sets out some of the more important regulatory changes for
asset managers and securities firms in the past month, focussing on FSA and SEC related