IMS Asset Management Regulatory Update October 2007

IMS Asset Management Regulatory Update October 2007

IMS News

Welcome to the October 2007 edition of the Monthly Newsletter from IMS Consulting, the largest independent asset management and securities regulatory consultancy in the UK, with offices in London, New York and Connecticut. Our newsletter sets out some of the more important regulatory changes for asset managers and securities firms in the past month, focussing on FSA and SEC related developments.