MiFID II

Final FCA Rules Published

ANNA MALEVA-OTTO AND CHRISTOPHER HILDITCH, SCHULTE ROTH & ZABEL

On 3 July 2017, the Financial Conduct Authority (‘FCA’) published its second policy statement (‘Policy Statement’) on the UK implementation of the revised Markets in Financial Instruments Directive (‘MiFID II’). The Policy Statement sets out the final rules and guidance on conduct of business, client assets and certain other matters. The first FCA policy statement1 was published in March 2017 and covered areas such as trading...

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