Regulatory Dechert and IA issue MiFID II and Research guide Dechert partner Monica Gogna has collaborated with the Investment Association to produce... 23 Nov, 2017
Regulatory FIX Trading Community releases unbundling guide FIX Trading Community, the non-profit, industry-driven standards body at the heart of... 15 Nov, 2017
Regulatory FIA welcomes China’s foreign ownership softening FIA today released a statement from Walt Lukken, president and chief executive... 14 Nov, 2017
Regulatory Institutional investors unhappy with tick size pilot The US Securities and Exchange Commission should consider ending the failed Tick-Size... 20 Oct, 2017
Regulatory AIMA launches new due diligence template The Alternative Investment Management Association (AIMA) has published a new edition of... 13 Oct, 2017
Regulatory ESMA to review its guidelines on ETFs The European Securities and Markets Authority (ESMA) has published its 2018 Work... 10 Oct, 2017
Regulatory Lords debate EU data protection package The House of Lords today debated the EU Home Affairs Sub-Committee report... 10 Oct, 2017
Regulatory ESMA highlights importance of LEI The European Securities and Markets Authority (ESMA) has published a briefing on... 9 Oct, 2017
Regulatory ALFI comments on ESA review proposal Following the publication of the European Commission’s proposed amendment to the ESA... 2 Oct, 2017
Regulatory SEC chairman comments on cyber intrusion review SEC Chairman Jay Clayton today provided an update on the status of... 2 Oct, 2017
Regulatory ESMA finalises MiFID II’s derivatives trading obligation The European Securities and Markets Authority (ESMA) has issued today its final... 29 Sep, 2017
Regulatory FIA recommendations to streamline CFTC regs FIA responded to the CFTC’s call for suggestions on simplifying and modernizing... 29 Sep, 2017
