SEC Delays Form N-PORT Filing Requirements

Related temporary final rule adopted

KENNETH S. GERSTEIN, JOHN J. MAHON AND KAREN SPIEGEL, SCHULTE ROTH & ZABEL

On Dec. 8, 2017, the Securities and Exchange Commission (SEC) issued a release delaying the dates by which certain registered funds must begin filing new Form N-PORT with the SEC (Release).1 The SEC took this action to provide time to complete and review modifications to its Electronic Data Gathering, Analysis, and Retrieval system (EDGAR) that “are necessary to process these filings effectively and securely, given their frequency, volume, and complexity,...

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